公司概覽
業務類別 Capital Markets
業務概覽 LPL Financial is the largest US independent broker-dealer, with more than 32,000 financial advisors affiliated with its platform and roughly 11 million customer accounts at the end of 2025. The firm earns the bulk of its profit from interest income earned on client cash balances and from advisory fees and commissions tied to the $2.4 trillion in assets under management or advisory on its platform at year-end 2025. LPL specializes in the provision of turnkey wealth managementservices for affiliated independent advisors, but maintains a diverse array of affiliation modalities, running the gamut from more traditional employee models to a pure RIA custody approach. It earns tuck-in revenue from recordkeeping feesand the provision of software tools and services to its advisor base.
公司地址 4707 Executive Drive, San Diego, CA, USA, 92121
電話號碼 +1 800 877-7210
傳真號碼 --
公司網頁 https://www.lpl.com
員工數量 10000
 
公司高管 / 董事會成員
公司高管
高管 職務 年薪 更新日期
Mr. Marc Eliot Cohen Group Managing Director and Chief Growth Officer -- 23/02/2026
Mr. Matthew Morningstar Group Managing Director and Chief Legal Officer -- 23/02/2026
Mr. Matthew J. Audette President and Chief Financial Officer 美元 648.46K 23/02/2026
Mr. Richard Steinmeier Director and Chief Executive Officer 美元 663.46K 23/02/2026
Mr. Matthew Enyedi Group Managing Director and Chief Client Officer 美元 521.15K 23/02/2026
Mr. Greg Gates Group Managing Director, Chief Technology and Information Officer 美元 550.00K 23/02/2026
Ms. Aneri Jambusaria Group Managing Director and Chief Wealth Officer -- 23/02/2026
Ms. Emily Field Group Managing Director and Chief People Officer -- 23/02/2026
Ms. Katharine Reeping Chief Accounting Officer -- 23/02/2026
 
董事會成員
董事會 職務 更新日期
Ms. Anne M. Mulcahy Independent Director 23/02/2026
Mr. Albert J Ko Independent Director 23/02/2026
Mr. Edward Cage Bernard Independent Director 23/02/2026
Ms. H. Paulett Eberhart Independent Director 23/02/2026
Mr. Richard Paul Schifter Independent Director 23/02/2026
Mr. James S. Putnam Chairman of the Board 23/02/2026
Ms. Allison H. Mnookin Independent Director 23/02/2026
Mr. Corey E. Thomas Independent Director 23/02/2026
Mr. Somesh Khanna Independent Director 08/01/2026
Mr. William Francis Glavin, Jr Independent Director 23/02/2026
Mr. Richard Steinmeier Director and Chief Executive Officer 23/02/2026
 
所屬ETF (更新日期: 07/03/2026 03:25)
代號 名稱 佔比% 持有日期
VOTVanguard Mid-Cap Growth ETF0.84%31/01/2026
IWFiShares Russell 1000 Growth ETF0.40%28/02/2026
IWRiShares Russell Mid-Cap ETF0.37%28/02/2026
SCHGSchwab US Large-Cap Growth ETF™0.19%28/02/2026
IAIiShares US Broker-Dealers&Secs Exchs ETF0.18%28/02/2026
VFHVanguard Financials ETF0.17%31/01/2026
VONGVanguard Russell 1000 Growth ETF0.16%31/01/2026
CGGRCapital Group Growth ETF0.15%31/01/2026
DFACDimensional US Core Equity 2 ETF0.15%27/02/2026
AVLVAvantis US Large Cap Value ETF0.13%28/02/2026
ITOTiShares Core S&P Total US Stock Mkt ETF0.12%28/02/2026
VVVanguard Large-Cap ETF0.12%31/01/2026
SCHXSchwab US Large-Cap ETF™0.10%28/02/2026
ETYEV Tax-Managed Div Equity Income0.10%31/12/2025
FXOFirst Trust Financials AlphaDEX® ETF0.09%26/02/2026
VTVanguard Total World Stock ETF0.08%31/01/2026
IYFiShares US Financials ETF0.06%28/02/2026
BBHMBBH Select Mid Cap ETF0.06%28/02/2026
DUHPDimensional US High Profitability ETF0.06%27/02/2026
BXSYBexil Investment Trust0.06%31/01/2026
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