公司概覽
業務類別 Capital Markets
業務概覽 LPL Financial is the largest US independent broker-dealer, with more than 32,000 financial advisors affiliated with its platform and roughly 11 million customer accounts at the end of 2025. The firm earns the bulk of its profit from interest income earned on client cash balances and from advisory fees and commissions tied to the $2.4 trillion in assets under management or advisory on its platform at year-end 2025. LPL specializes in providing turnkey wealth management services for affiliated independent advisors, but maintains a diverse array of affiliation modalities, running the gamut from more traditional employee models to a pure RIA custody approach. It earns tuck-in revenue from recordkeeping fees and the provision of software tools and services to its advisor base.
公司地址 4707 Executive Drive, San Diego, CA, USA, 92121
電話號碼 +1 800 877-7210
傳真號碼 --
公司網頁 https://www.lpl.com
員工數量 10000
 
公司高管 / 董事會成員
公司高管
高管 職務 年薪 更新日期
Mr. Marc Eliot Cohen Group Managing Director and Chief Growth Officer -- 23/02/2026
Mr. Matthew Morningstar Group Managing Director and Chief Legal Officer -- 23/02/2026
Mr. Matthew J. Audette President and Chief Financial Officer 美元 750.00K 23/02/2026
Mr. Richard Steinmeier Director and Chief Executive Officer 美元 900.00K 02/04/2026
Mr. Matthew Enyedi Group Managing Director and Chief Client Officer 美元 588.46K 23/02/2026
Mr. Greg Gates Group Managing Director, Chief Technology and Information Officer 美元 592.31K 23/02/2026
Ms. Aneri Jambusaria Group Managing Director and Chief Wealth Officer 美元 488.46K 23/02/2026
Ms. Emily Field Group Managing Director and Chief People Officer -- 23/02/2026
Ms. Katharine Reeping Chief Accounting Officer -- 23/02/2026
 
董事會成員
董事會 職務 更新日期
Ms. Anne M. Mulcahy Independent Director 02/04/2026
Mr. Albert J Ko Independent Director 02/04/2026
Mr. Edward Cage Bernard Independent Director 02/04/2026
Ms. H. Paulett Eberhart Independent Director 02/04/2026
Mr. Richard Paul Schifter Independent Director 02/04/2026
Mr. James S. Putnam Chairman of the Board 02/04/2026
Ms. Allison H. Mnookin Independent Director 02/04/2026
Mr. Corey E. Thomas Independent Director 02/04/2026
Mr. Somesh Khanna Independent Director 08/01/2026
Mr. William Francis Glavin, Jr Independent Director 02/04/2026
Mr. Richard Steinmeier Director and Chief Executive Officer 02/04/2026
 
所屬ETF (更新日期: 02/05/2026 03:31)
代號 名稱 佔比% 持有日期
EBILongview Advantage ETF0.001%29/04/2026
KOKUXtrackers MSCI Kokusai Equity ETF0.001%28/04/2026
IUSInvesco RAFI™ Strategic US ETF0.001%29/04/2026
SHEStt Strt® SPDR® MSCI USA Gndr Divst ETF0.001%29/04/2026
MMIDMFS Active Mid Cap ETF0.001%29/04/2026
SFYSoFi Select 500 ETF0.001%29/04/2026
AOTGAOT Growth and Innovation ETF0.001%29/04/2026
CVMCCalvert US Mid-Cp Cor Rspnb ETF0.001%29/04/2026
QUSStt Strt® SPDR® MSCI USA StratFacs ETF0.001%29/04/2026
GDEWisdomTree Efcnt Gld Pls Eq Stgy ETF0.001%28/04/2026
MFUSPIMCO RAFI Dyn Multi-Factor US Eq ETF0.001%27/04/2026
MAGAPoint Bridge America First ETF0.001%29/04/2026
SPXXNuveen S&P 500 Dynamic Overwrite0.001%28/02/2026
LGHHCM Defender 500 Index ETF0.001%29/04/2026
MOTGVanEck Morningstar Glb Wd Mt ETF0.001%29/04/2026
VEGNUS Vegan Climate ETF0.001%29/04/2026
ABCSAlpha Blue Capital US Sm-Md Cp Dyn ETF0.001%29/04/2026
FABFirst Trust Multi Cap Val AlphaDEX® ETF0.0005%29/04/2026
BCGDBaron Global Durable Advantage ETF0.0004%29/04/2026
QARPXtrackers Russell 1000 US QARP ETF0.0003%29/04/2026
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