公司概覽
業務類別 Capital Markets
業務概覽 LPL Financial is the largest US independent broker-dealer, with more than 32,000 financial advisors affiliated with its platform and roughly 11 million customer accounts at the end of 2025. The firm earns the bulk of its profit from interest income earned on client cash balances and from advisory fees and commissions tied to the $2.4 trillion in assets under management or advisory on its platform at year-end 2025. LPL specializes in providing turnkey wealth management services for affiliated independent advisors, but maintains a diverse array of affiliation modalities, running the gamut from more traditional employee models to a pure RIA custody approach. It earns tuck-in revenue from recordkeeping fees and the provision of software tools and services to its advisor base.
公司地址 4707 Executive Drive, San Diego, CA, USA, 92121
電話號碼 +1 800 877-7210
傳真號碼 --
公司網頁 https://www.lpl.com
員工數量 10000
 
公司高管 / 董事會成員
公司高管
高管 職務 年薪 更新日期
Mr. Marc Eliot Cohen Group Managing Director and Chief Growth Officer -- 23/02/2026
Mr. Matthew Morningstar Group Managing Director and Chief Legal Officer -- 23/02/2026
Mr. Matthew J. Audette President and Chief Financial Officer 美元 750.00K 23/02/2026
Mr. Richard Steinmeier Director and Chief Executive Officer 美元 900.00K 02/04/2026
Mr. Matthew Enyedi Group Managing Director and Chief Client Officer 美元 588.46K 23/02/2026
Mr. Greg Gates Group Managing Director, Chief Technology and Information Officer 美元 592.31K 23/02/2026
Ms. Aneri Jambusaria Group Managing Director and Chief Wealth Officer 美元 488.46K 23/02/2026
Ms. Emily Field Group Managing Director and Chief People Officer -- 23/02/2026
Ms. Katharine Reeping Chief Accounting Officer -- 23/02/2026
 
董事會成員
董事會 職務 更新日期
Ms. Anne M. Mulcahy Independent Director 02/04/2026
Mr. Albert J Ko Independent Director 02/04/2026
Mr. Edward Cage Bernard Independent Director 02/04/2026
Ms. H. Paulett Eberhart Independent Director 02/04/2026
Mr. Richard Paul Schifter Independent Director 02/04/2026
Mr. James S. Putnam Chairman of the Board 02/04/2026
Ms. Allison H. Mnookin Independent Director 02/04/2026
Mr. Corey E. Thomas Independent Director 02/04/2026
Mr. Somesh Khanna Independent Director 08/01/2026
Mr. William Francis Glavin, Jr Independent Director 02/04/2026
Mr. Richard Steinmeier Director and Chief Executive Officer 02/04/2026
 
所屬ETF (更新日期: 02/05/2026 03:31)
代號 名稱 佔比% 持有日期
SSMGVirtus Silvant Small/Mid Growth ETF0.0001%29/04/2026
MCDSJPMorgan Fundamental Data Sci Md Cor ETF0.0001%29/04/2026
AAUAAlpha Architect US Equity 3 ETF0.0001%10/04/2026
INROiShares U.S. Industry Rotation Act ETF0.0001%17/04/2026
QWLDState Street® SPDR® MSCI Wld StrtFcs ETF0.0001%29/04/2026
TACUT. Rowe Price Active Core U.S. Eq ETF0.00004%29/04/2026
FLDZRiverNorth Patriot ETF0.00003%29/04/2026
NTSDWisdomTree Efficient U.S. Pls Intl Eq Fd0.00003%29/04/2026
CDEICalvert US Large-Cp Div, Eq AndIncETF0.00002%29/04/2026
RKSGRuk Strategic Growth ETF0.00002%29/04/2026
SPUTInnovator Eq Prm Inc -Daily PutWrite ETF0.00001%28/04/2026
GXLCGlobal X U.S. 500 ETF0.00001%29/04/2026
GLBLPacer MSCI World Industry Advantage ETF0.000002%29/04/2026
AAUSAlpha Architect US Equity ETF<0.000001%23/10/2025
ABFLAbacus FCF Leaders ETF<0.000001%05/03/2026
ACEPARS Core Equity ETF<0.000001%11/12/2025
AQECAQE Core ETF<0.000001%15/12/2025
AQLTiShares MSCI Global Quality Factor ETF<0.000001%06/03/2026
BCTKBaron Technology ETF<0.000001%30/09/2025
BFREWestwood LBRTY Global Equity ETF<0.000001%24/02/2026
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